Wealth Management Partners

Investment advisory firm, 120 advisors, managing $2.5B in assets

Key Assets At Risk:

• Client investment data
• Financial privacy
• Regulatory compliance
• Investment strategies

Business Pressure

Quarterly client meetings this week - investment data breach threatens client trust and SEC compliance

Cultural Factors

• Investment advisors clicked on fake SEC compliance emails during quarterly preparation
  
• Unauthorized parties have remote surveillance of client investment accounts and trading strategies
  
• Confidential client financial information and proprietary investment algorithms have been accessed